Our Team

EXPERIENCED CORE MANAGEMENT

Our Executive Team

Our core management team brings over 250 years of financial markets experience to our clients and investors across a myriad of industries including technology, healthcare, consumer discretionary, and real estate.

Nick Ledger Headshot

Nick Ledger

Founding Partner | CEO

Nick heads up the Third Seven team, with extensive experience in investment banking, finance, and real estate. Prior to becoming a founding partner of the firm, he previously held senior positions within the finance and risk divisions at Barclays Bank, both in London and New York.

Nick Ledger Headshot

Dan McCooey

Founding Partner | Head of Business Development

Dan began his career in 1991 as an assistant Nasdaq market maker at Nash Weiss, later moving to Citigroup where he spent the next ten years as a Nasdaq market maker covering technology stocks.

Nick Ledger Headshot

David Jeffries

Partner | Chairman

David brings extensive investment banking experience to the team, having previously held the position of Managing Director at Royal Bank of Scotland, ABN AMRO, JP Morgan and Lehman Bros.

Nick Ledger Headshot

Paul Buckley

Partner

Paul's position as a partner at TSC is to focus on capital raising for projects. His core responsibilities revolve around their late stage equity offerings, and continued growth of relationships with counterparties related to late stage equity.

Nick Ledger Headshot

Sean McCooey

Partner

Sean has spent the majority of his career on the floor of the New York Stock Exchange, where he began in 1979 as an independent broker with a focus on covering large institutional accounts.

Nick Ledger Headshot

Peter McGlynn

Partner | COO

Pete is involved in sourcing banking product for the firm, educating and mentoring financial advisors in the alternative investment space and providing strategic vision for TSC as a member of the Board of Directors

Nick Ledger Headshot

Liam Culman

Partner

Liam began his career at Alex Brown & Sons in 1993 where he worked on the cash equity trading desk.

Nick Ledger Headshot

Paul Casey

Partner | Head of Sales

Paul is our newest partner and opened our Palm Beach Gardens, FL office in 2020. He has covered UNW families and Family Offices for alternative investments since 2016 and has sourced numerous projects/deals for the firm. Paul has over 25 years experience in the Capital Markets, spending a majority of his career in Fixed Income.

Nick Ledger Headshot

Monica Difore

Chief Compliance Officer

Monica is a highly experienced industry professional having served as Chief Compliance Officer and General Securities Principal in the broker dealer and investment adviser communities for over twenty years.

Nick Ledger Headshot

Daniel Sakol

Financial and Operations Principal

Daniel encompasses ~20 years of management experience spanning the financial services and insurance industry creating and piloting business strategies, providing decisive leadership proven to increase productivity, market expansion, and profitability.

Capital Markets

Michael Block

Market Strategist

Michael is a well known authority on macroeconomics and markets and often appears as an expert panelist on Fox Business, CNBC, Bloomberg TV, and CNN

Stephan Newman

Senior Director

Steve is a Managing Director at Third Seven Capital and founder of Newman Capital, an advisory business to early stage companies.

Amit Jogal

Senior Director

Amit started his career in 1994, primarily working as a retail broker/investment advisor at JB Hanauer and Company. In 2006, he joined Bank of the West in their Fixed Income division.

Scott Miller

Registered Representative

Scott is a financial services professional with over 20 years of experience. Scott began his career as a cold caller on Wall Street and has worked in various capacities from a Sr. Associate on a Capital Markets desk to VP-Financial Advisor at Charles Schwab.

Mike Reisel

Registered Representative

Mike is the Founder/President of Redwood Financial Strategies. Prior to creating Redwood Financial Strategies, Mike was a successful Managing/Supervising Principal and Financial Advisor with a few large broker/dealers.

John Fallon

Senior Director

John is a Senior Director at Third Seven Capital, bringing with him decades of experience in the equity research sales divisions of some of the leading investment banks in the country.

Matt Epstein

Senior Director

Matt is a Senior Director at Third Seven Capital, bringing with him more than 20 years experience working in institutional equity sales at various investment banks, including Cowen and Company, Canaccord Adams and Wedbush Securities.

Bob Meyjes

Senior Director

Bob had a 35 year career on Wall Street in institutional equity sales at firms such as DLJ and Credit Suisse, retiring as a Managing Director after 20 years at Credit Suisse.

Mike O'Leary

Senior Director

Michael spent most of his career working with bulge bracket banks and financial service providers marketing fixed income products to institutions. Responsibilities were coverage and overseeing sales groups for products including traditional and derivative (primarily Rates and Foreign exchange).

Daniel O'Sullivan

Senior Director

Dan is a Senior Director at Third Seven with over 25 years experience on Wall Street. He managed sales and trading teams from Goldman Sachs, Credit Suisse, HSBC and many more.

Rodney Plaskett

Senior Director

Rodney is a Senior Director at Third Seven Capital and co-founder of ICAN Realty Corp. which has provided real estate consulting for over 30 years.

Bill Weldon

Senior Director

Bill is a Senior Director at Third Seven Capital, bringing with him over 20 years experience as an institutional equity salesperson. He served equity portfolio managers with AUM from $100 million to over $25 Billion

Pat McDonald

Senior Director

I represent Third Seven in a variety of possible roles from Capital Raising to introducing investment opportunities in need of capital.

Robert Rosenbaum

Senior Director

Robert is a Senior Director at Third Seven Capital, having had a long-standing career in financial services working more than 30 years in both wealth and investment management

Kevin Clare

Senior Director

Kevin is a Senior Director at Third Seven Capital having spent thirty years in institutional fixed Income sales and trading.

Associates

Pearse Brolly

Associate

Pearse works from the Palm Beach Gardens office in Florida, primarily raising capital and sourcing deals. He assists management with investor relations, technology updates, banking and diligence. Pearse previously worked as an associate for Merton Capital - a philanthropy firm with a private equity model, advising startups from the 1909 accelerator program and was a market analyst. He studied International Business at Palm Beach Atlantic University and holds FINRA Series 7 and 63 licenses.

Spencer Maslin

Associate

Spencer joined Third Seven in January 2021 and mainly focuses on early-stage raises in the technology and healthcare sectors. His responsibilities include deal sourcing, conducting financial analysis and due diligence on potential deals, as well as assisting with investor relations. 

Stephanie Goggins

Investor Relations Associate

Stephanie joined Third Seven Capital in January 2022. Her primary responsibility is being the main point of contact for investors and the sales team to ensure end-to-end management and maintenance of onboarding and fundraising processes.