Our core management team brings over 250 years of financial markets experience to our clients and investors across a myriad of industries including technology, healthcare, consumer discretionary, and real estate.
Nick heads up the Third Seven team, with extensive experience in investment banking, finance, and real estate. Prior to becoming a founding partner of the firm, he previously held senior positions within the finance and risk divisions at Barclays Bank, both in London and New York.
Dan began his career in 1991 as an assistant Nasdaq market maker at Nash Weiss, later moving to Citigroup where he spent the next ten years as a Nasdaq market maker covering technology stocks.
David brings extensive investment banking experience to the team, having previously held the position of Managing Director at Royal Bank of Scotland, ABN AMRO, JP Morgan and Lehman Bros.
Paul's position as a partner at TSC is to focus on capital raising for projects. His core responsibilities revolve around their late stage equity offerings, and continued growth of relationships with counterparties related to late stage equity.
Sean has spent the majority of his career on the floor of the New York Stock Exchange, where he began in 1979 as an independent broker with a focus on covering large institutional accounts.
As COO, Pete is responsible for the supervision of all daily operations of Third Seven Capital. He is active in sourcing banking product for the firm, educating and mentoring advisors in the alternative investment space and providing strategic vision for TSC as a member of the Board of Directors
Liam began his career at Alex Brown & Sons in 1993 where he worked on the cash equity trading desk.
Paul is our newest partner and opened our Palm Beach Gardens, FL office in 2020. He has covered UNW families and Family Offices for alternative investments since 2016 and has sourced numerous projects/deals for the firm. Paul has over 25 years experience in the Capital Markets, spending a majority of his career in Fixed Income.
Monica is a highly experienced industry professional having served as Chief Compliance Officer and General Securities Principal in the broker dealer and investment adviser communities for over twenty years.
Daniel encompasses ~20 years of management experience spanning the financial services and insurance industry creating and piloting business strategies, providing decisive leadership proven to increase productivity, market expansion, and profitability.
Michael is a well known authority on macroeconomics and markets and often appears as an expert panelist on Fox Business, CNBC, Bloomberg TV, and CNN
Steve is a Senior Director at Third Seven Capital and founder of Newman Capital, an advisory business to early stage companies.
Amit started his career in 1994, primarily working as a retail broker/investment advisor at JB Hanauer and Company. In 2006, he joined Bank of the West in their Fixed Income division.
Scott is a financial services professional with over 20 years of experience. Scott began his career as a cold caller on Wall Street and has worked in various capacities from a Sr. Associate on a Capital Markets desk to VP-Financial Advisor at Charles Schwab.
Mike is the Founder/President of Redwood Financial Strategies. Prior to creating Redwood Financial Strategies, Mike was a successful Managing/Supervising Principal and Financial Advisor with a few large broker/dealers.
John is a Senior Director at Third Seven Capital, bringing with him decades of experience in the equity research sales divisions of some of the leading investment banks in the country.
Matt is a Senior Director at Third Seven Capital, bringing with him more than 20 years experience working in institutional equity sales at various investment banks, including Cowen and Company, Canaccord Adams and Wedbush Securities.
Bob had a 35 year career on Wall Street in institutional equity sales at firms such as DLJ and Credit Suisse, retiring as a Managing Director after 20 years at Credit Suisse.
Dan is a Senior Director at Third Seven with over 25 years experience on Wall Street. He managed sales and trading teams from Goldman Sachs, Credit Suisse, HSBC and many more.
Rodney is a Senior Director at Third Seven Capital and co-founder of ICAN Realty Corp. which has provided real estate consulting for over 30 years.
Bill is a Senior Director at Third Seven Capital, bringing with him over 20 years experience as an institutional equity salesperson. He served equity portfolio managers with AUM from $100 million to over $25 Billion
I represent Third Seven in a variety of possible roles from Capital Raising to introducing investment opportunities in need of capital.
Robert is a Senior Director at Third Seven Capital, having had a long-standing career in financial services working more than 30 years in both wealth and investment management
Kevin is a Senior Director at Third Seven Capital having spent thirty years in institutional fixed Income sales and trading.
George is a Registered Representative for Third Seven Capital, bringing with him a strong and well-rounded background in finance and capital market, having worked for Credit Swisse, Cantor Fitzgerald and Outset Global Trading.
Harry is a Senior Director for Third Seven Capital, having had extensive experience in International Markets. He has held Leadership and Sr. Sales positions at Warburg Pincus, Credit Suisse, Deutsche Bank, and Peel Hunt (#1 SMID cap broker in the UK).
Ed is a Senior Director at Third Seven Capital, bringing with him over 40 years experience in the financial industry. He notably lead the JP Morgan's team at the London Financial Futures Exchange (LIFFE) and later became Managing Director of Credit Suisse’s European Listed Derivatives desk.
Matt is a Registered Representative at third Seven Capital. He was previously at Adit Ventures where he was responsible for fundraising across early and late-stage venture funds.
Pearse works from the Palm Beach Gardens office in Florida, primarily raising capital and sourcing deals. He assists management with investor relations, technology updates, banking and diligence. Pearse previously worked as an associate for Merton Capital - a philanthropy firm with a private equity model, advising startups from the 1909 accelerator program and was a market analyst. He studied International Business at Palm Beach Atlantic University and holds FINRA Series 7 and 63 licenses.
Spencer joined Third Seven in January 2021 and mainly focuses on early-stage raises in the technology and healthcare sectors. His responsibilities include deal sourcing, conducting financial analysis and due diligence on potential deals, as well as assisting with investor relations.
Stephanie joined Third Seven Capital in January 2022. Her primary responsibility is being the main point of contact for investors and the sales team to ensure end-to-end management and maintenance of onboarding and fundraising processes.